Financial Advisor - Woodland Hills, CA

Confidential

Thousand Oaks

Full Time

Expires On: 05/11/2026

Job Description

Job Description


GENERAL SUMMARY:

This position is responsible for meeting and consulting with members to assess their financial planning needs by reviewing their financial information, developing financial goals, and creating financial plans to assist members in meeting their goals. Provides members with advice and services regarding their personal financial planning and investment needs.


NATURE AND SCOPE OF POSITION:

This position works with a minimal amount of supervision and direction and is authorized to take reasonable actions necessary to carry out the assigned responsibilities of the position, provided that such action is consistent with cost-effective practices and is consistent with the policy and procedures of Kinecta Federal Credit Union.


SUPERVISORY RESPONSIBILITIES:

The Financial Advisor has no direct supervisory responsibilities but will be expected to take the lead on assigned projects and may oversee the work of others working on assigned projects.

ESSENTIAL DUTIES AND RESPONSIBILITIES:

  • Meets with members, clients, and prospects. Collects and analyzes information regarding members’ income, assets, investments, and debts.
  • Determines financial goals with members. Ascertains which financial products best meet the members’ needs and financial circumstances to help achieve those goals. After careful consideration, advises members regarding the advantages and disadvantages of different financial products, including insurance and investment products.
  • Through the approved product list of our broker dealer, offer non-deposit investment accounts to members of the Credit Union.
  • Promotes, supports, and develops a member experience that corresponds with the Organization’s objectives.
  • Works with Front Line (branches, Contact Center) and other lines of business to increase member penetration for Kinecta Wealth Management. Work with Branch Partners to help them achieve their goals. Responsible for profitability in assigned branches, driving sales through member referrals.
  • Build strong branch relationships and strong branch manager partnership.
  • Deepen client relationships via prescribed client segmentation.
  • Develop reports on various analyses on investment products; retirement needs analysis, current situation analysis, and asset accumulation analysis.
  • May work in partnership with Financial Advisor Associate.

NON-ESSENTIAL DUTIES AND RESPONSIBILITIES:

Performs other duties including special projects as assigned.

Minimum Qualification, Education, Training and Experience:


Candidate must have an active series and licensed in the following area for qualification:

  • FINRA Series, requires full licensing (CA or NY) Insurance plus Series #7 and #66 or #65 & #63.
  • State Life and Health insurance license.
  • Three years related experience in financial sales position.
  • Bachelor’s degree in finance, Business, Economics, or related field preferred.
  • Experience offering securities products (non-deposit investment products) in a financial institution. Membership in financial planning.

Knowledge, Skills and Abilities:

  • Knowledge of investments, mutual funds, stocks, and all associated products.
  • Knowledge of rules and regulations governing the sale of non-deposit investment products within the Credit Union.
  • Must have excellent communication and customer service to effectively interact with all members and different levels of management.
  • Must have strong analytical skills.
  • Ability to establish priorities and meet tight deadlines to process applications in a timely manner and follow-up on members’ needs.
  • Ability to keep up with up-to-date information pertaining to investment

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